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Tuesday, December 5, 2023

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Paul Nockels
Paul Nockels
National Capital Markets Industry Leader


Paul is RSM’s National Capital Markets Industry Leader focused on assurance, tax, and consulting services to broker-dealers, futures commission merchants, exchanges, clearing organizations and proprietary trading firms. He brings more than 30 years of experience serving clients, including assisting with interpretations and applications of SEC and CFTC net capital guidelines, CFTC segregation and secured rules, and SEC customer protection regulations. Paul is a graduate of RSM’s Executive Leadership Academy and is recognized for driving client and talent experience, including most recently as RSM’s Chief Diversity Office Award recipient. Paul is a frequent moderator and speaker at industry seminars on accounting and regulatory matters and served on several external and internal peer reviews of financial services practices.

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