Dominic Henriques is a Partner in RSM’s Financial Services Risk Advisory practice with over 22 years of experience assisting audit and non-audit clients within the Banking and Capital Markets sector with a broad range of risk, compliance, systems, and operational control related services. He also serves as the Global Banking Advisory Leader, Carolinas Consulting Leader, and the Carolinas Multicultural Diversity Team Leader.
Prior to joining RSM, Henriques spent 18 years as a Partner at a Big Four firm, where he was responsible for leading multiple global banking and capital market clients. He has been responsible for leading the business process and information technology aspects of the audits for several large, global banks, and he brings a deep understanding of internal controls to provide recommendations to management on improving control structure and complying with various laws and regulations. He also has deep expertise in the requirements of Sarbanes-Oxley, including program design and optimization, as well as internal and external audit support related to regulatory remediation for clients including large multi-national banks, regional banks, broker dealers, payment processors, and service providers.
Areas of expertise
Assisting audit and non-audit clients within the Banking and Capital Markets, Global Banking Advisory Leader.
Services for financial institutions that provide clarity in a climate of uncertainty.
Executives leading financial institutions continue to face intensifying challenges. You seek stability while key issues such as increasing compliance demands, investment in digital transformation and sustaining company growth can generate unpredictability. It all adds up to difficult decisions requiring you to take a step back from the day-to-day responsibilities of running your business to focus on finding the best financial course forward.
From community, regional and global banks to credit unions, no institution can put these issues off indefinitely. RSM’s team understands the needs of your business—including tax, accounting and compliance—as well as specialized risk management and consulting. RSM has in-depth industry knowledge to help you focus on the task at hand. RSM takes a proactive, consultative approach to recommending opportunities for growth and profitability. RSM’s goal is to be a trusted advisor for their clients in an environment of complex financial change.
Clients in the financial institutions space benefit from RSM’s specialized experience working with:
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