Sign up for free TCR email newsletter

Tuesday, March 28, 2023
Dom Henriques
Dominic Henriques
Global Banking Leader, Risk Advisory Partner


Dominic Henriques is a Partner in RSM’s Financial Services Risk Advisory practice with over 22 years of experience assisting audit and non-audit clients within the Banking and Capital Markets sector with a broad range of risk, compliance, systems, and operational control related services. He also serves as the Global Banking Advisory Leader, Carolinas Consulting Leader, and the Carolinas Multicultural Diversity Team Leader. Prior to joining RSM, Henriques spent 18 years as a Partner at a Big Four firm, where he was responsible for leading multiple global banking and capital market clients. He has been responsible for leading the business process and information technology aspects of the audits for several large, global banks, and he brings a deep understanding of internal controls to provide recommendations to management on improving control structure and complying with various laws and regulations. He also has deep expertise in the requirements of Sarbanes-Oxley, including program design and optimization, as well as internal and external audit support related to regulatory remediation for clients including large multi-national banks, regional banks, broker dealers, payment processors, and service providers.

Areas of expertise

Assisting audit and non-audit clients within the Banking and Capital Markets, Global Banking Advisory Leader.

Group Overview

Services for financial institutions that provide clarity in a climate of uncertainty. Executives leading financial institutions continue to face intensifying challenges. You seek stability while key issues such as increasing compliance demands, investment in digital transformation and sustaining company growth can generate unpredictability. It all adds up to difficult decisions requiring you to take a step back from the day-to-day responsibilities of running your business to focus on finding the best financial course forward. From community, regional and global banks to credit unions, no institution can put these issues off indefinitely. RSM’s team understands the needs of your business—including tax, accounting and compliance—as well as specialized risk management and consulting. RSM has in-depth industry knowledge to help you focus on the task at hand. RSM takes a proactive, consultative approach to recommending opportunities for growth and profitability. RSM’s goal is to be a trusted advisor for their clients in an environment of complex financial change. Clients in the financial institutions space benefit from RSM’s specialized experience working with: Community banks Regional banks Global banks Credit unions

Firm Overview

RSM is the leading provider of audit, tax and consulting services to the middle market. With over 13,000 professionals across the U.S. and Canada and a global presence in 123 countries, RSM’s purpose is to deliver the power of being understood to their clients, colleagues and communities. As first-choice advisors, RSM is focused on developing leading professionals and innovative services to meet their clients’ evolving needs in today’s ever-changing business environment. Through a supportive, caring culture, RSM’s people are empowered to be their authentic selves and share their unique perspectives. RSM’s culture of diversity and inclusion enhances the insights they provide while transforming innovation, collaboration and business results through fostering an inclusive environment, working hard to engage a talented workforce and reflect their diverse community, and developing relationships that serve others in business and the broader community. Together, RSM’s people’s individual talents and diverse perspectives strengthen their teams and enhance the unique insights that they provide to their clients. Experience the power of being understood RSM is caring, curious, collaborative, courageous, critical thinkers. RSM brings an unmatched personalized focus to every interaction, meeting people where they are to help them reach their goals. RSM builds rich, enduring relationships based on a profound understanding of their clients, colleagues and communities, as well as their goals and aspirations. And, RSM brings diverse ideas and insights to help them reach greater heights. Because when you are deeply understood, you are empowered to move forward with confidence. This is the power of being understood. This is RSM. Real innovation for the middle market A powerhouse of collaborative innovation for middle market companies looking to capture a competitive edge, RSM’s teams bring innovative ideas and tools to each client relationship along with their proven methodologies and technologies. RSM invites their diverse and talented professionals to join them in bringing care and curiosity as they collaborate with clients to deliver real innovation.